Position Reports directly to AVP-Operations Control Management Support development of Quality Assurance Testing ProgramDevelop inventory of reviewable entities, facilitate execution of test programs Develop an inventory of key controls across the Fund Services Operations. Requires ability to analyze risks, conduct interviews, perform walkthroughs, and prepare process flow analysis Focus on building program that measures compliance with defined operating procedure Support Chief Compliance Officer function through performance of various procedural / control compliance reviews2. Support execution of the Quality Assurance Testing Program, including:Development of test programs to assess key controls and ensure operations staff is in compliance with company and operating procedures. Summarize observations in a concise manner Document sound conclusions and recommend corrective actions. Assist in presenting findings and recommendations regarding the development of new key control procedures to Management. Provide assistance, where needed, to ensure recommended changes are implemented.3. Presentations - requires the ability to format and present material in a clear, concise electronic format for delivery to external and internal audiences4. Support in preparing presentations for Management. Requires the ability to format and present material in a clear, concise electronic format for delivery to external and internal audiences.5. Support in preparing user guides and manuals for the various teams. Requires understanding of technical writing standards and the ability to organize content in understandable units and standard formats.
Qualifications Knowledge of internal audit control procedures / risk management / compliance experience Knowledge of Investment management operations Sound understanding of COSO process background Strong analytical and communication skills. Flexible and creative thinker
Incisive Media Limited, Haymarket House, 28-29 Haymarket, London SW1Y 4RX, is a company registered in the United Kingdom with company registration number 04038503
